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Season 2025 · Supreme Court Oral Arguments

[24-856] Cisco Systems, Inc. v. Doe I

28 Apr 2026 · 1 hr 57 min

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Cisco Systems, Inc. v. Doe I Justia · Docket · oyez.org Argued on Apr 28, 2026. Petitioner: Cisco Systems, Inc. Respondent: Doe I. Advocates: Kannon K. Shanmugam (for the Petitioners) Curtis E. Gannon (for the United States, as amicus curiae, supporting the Petitioners) Paul L. Hoffman (for the Respondents) Facts of the case (from oyez.org) Beginning in the 1990s, the Chinese Communist Party initiated a campaign of persecution—referred to as “douzheng”—against practitioners of Falun Gong, a spiritual discipline derived from Buddhism that grew rapidly in popularity across China.…

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John G. Roberts, Jr.:We will hear argument this morning in Case 24-856, Cisco Systems versus DOE. Mr. Shanmugam.

Kannon K. Shanmugam:Thank you, Mr. Chief Justice, and may it please the Court: Aiding-and-abetting liability constitutes a significant expansion of a civil cause of action. For that reason, this Court has made clear that it is generally not available absent clear congressional direction. The ATS contains no express cause of action at all, and the TVPA's cause of action contains no language that provides for aiding and abetting. And recognizing such a cause of action would raise substantial foreign policy concerns, as in this case, which involves serious allegations of wrongdoing in a foreign country by a foreign government.

Kannon K. Shanmugam:It is for Congress, not for this Court, to provide for aiding -and-abetting liability under these statutes, and it has not done so. As to the ATS, Respondents primarily rely on Sosa, which left open the possibility that courts could recognize new causes of action drawn from modern international law under the ATS. In light of this Court's most recent cases concerning implied causes of action, the Court should take this opportunity to clarify that implying new causes of action under the ATS is impermissible.

Kannon K. Shanmugam:But even under Sosa, it would not be a proper exercise of judicial discretion to recognize a categorical cause of action for aiding and abetting. Under Central Bank, Congress's silence is sufficient to foreclose that cause of action. And such a cause of action would pose grave harms to foreign policy and the separation of powers, as the government's brief confirms. The Court has never created a new cause of action under the ATS, and this should not be the first.

Kannon K. Shanmugam:As to the TVPA, the analysis is straightforward. The statute contains no language mentioning aiding, abetting, assisting, facilitating, or otherwise participating in another's conduct. To be sure, the statute imposes liability on a person who subjects the victim to torture, but that verb recognizes one specific type of secondary liability, command liability for an officer responsible for the individual who inflicts the torture. As a matter of plain text but especially under Central Bank, the TVPA does not provide for aiding -and -abetting liability either.

Kannon K. Shanmugam:Accordingly, the judgment of the court of appeals should be reversed. I welcome the Court's questions.

Clarence Thomas:Can you think of any cause of action that Sosa would permit?

Kannon K. Shanmugam:We believe that Sosa permits two types of causes of action, first, a cause of action for the three core offenses contemplated by the First Congress. I think that that is common ground, and that was common ground even in Sosa itself. Second, and importantly, any cause of action subsequently recognized by Congress, and we know from the TVPA that Congress can recognize causes of action for additional norms if it chooses to do so. Congress did so for two additional norms, torture and extrajudicial killing, in the TVPA.

Kannon K. Shanmugam:In our view, that understanding of Sosa respects the intent of the Congress that enacted the Alien Tort Statute. After all, in Sosa itself, the Court recognized that the ATS in terms is only a jurisdictional statute, but to avoid it being a dead letter, the Court recognized these two additional categories.

Ketanji Brown Jackson:Mr. Shanmugam, can I just invite you to think about whether or not aiding -and-abetting liability is actually a significant expansion, as you said in your opening statement? What -- what is your view as to whether or not aiding-and-abetting liability is available for the Blackstone Three that I think you agree are in the ATS?

Kannon K. Shanmugam:Yeah. So our view is that there is insufficient historical evidence even as to those three. And I won't belabor it unless you would like me to. We go through in the reply brief the sources relied upon by my friend on the other side. But I think, beyond that, we think that the right way to think about those three core offenses is that you would still need to conduct the analysis at step 2 of Sosa, and I think that under that analysis, many, if not all, of the arguments that we're making as to why it would be an improper exercise of judicial discretion would apply in that context as well.

Ketanji Brown Jackson:But wouldn't you be doing it in that case on a case-by-case basis? I mean, I --I'm wondering about your argument insofar as it does seem to be grounded in the view that aiding -and-abetting liability is like a separate cause of action as opposed to just an expansion of the types of defendants who can be held liable for this underlying conduct. And so, I mean, I'm sure that your friends on the other side will point to evidence that even Blackstone thought that aiding and abetting piracy or aiding and abetting the other Blackstone-established core violations was allowed under international law, and I don't understand why they would be precluded as an expansion somehow of those core violations.

Kannon K. Shanmugam:Two points in response to that, Justice Jackson. First, I think it's a -- a fair point that you could conceptualize this not as a separate cause of action but as a question concerning the scope of the cause of action. I don't think anything really depends on that. I think that we think that the analysis should be the same either way. And, indeed, I think Justice Sotomayor's dissent in Jesner supports our view because, to the extent that she construed Footnote 20 of Sosa to suggest that you still take domestic law into account when analyzing these questions about the available defendants, we would obviously point to Central Bank.

Kannon K. Shanmugam:But, second --and I think that this is directly responsive to the question of what to do about the three core offenses -- I think that the Court could, if it so chose, simply draw a line around those three core offenses and say that whatever the historical evidence on those three core offenses, that evidence does not support recognition of aiding -and-abetting liability across the board. And Respondents are really advocating for a categorical --

Ketanji Brown Jackson:But why would we do that? I guess what I -- my -- my point is why? Why draw the line between the core offenses and aiding and abetting as opposed to the core offenses and other types of -- of offenses? I don't understand the line that you would have us draw.

Kannon K. Shanmugam:I -- I think because the approach that you're hinting toward would run directly into Central Bank, and let me explain why. We think the right way to think about the first step -- and, of course, we're not really disputing the first step here, but let me engage on that directly. We think that if you're analyzing this under the first step, you would have to engage in a norm -by -norm analysis; namely, you would have to look to whether or not, for any particular norm, aiding -and-abetting liability is available. But I don't think you can extrapolate from the smattering of historical evidence concerning the three core offenses that aiding -and-abetting liability was generally available in civil cases at the time of the ATS.

Elena Kagan:Well, maybe not, Mr. Shanmugam, but I guess the question is, why might it not be available sometimes? In other words, there's -- neither categorical rule is right, but instead, it's a norm-by-norm inquiry in much the way that Judge Bumatay suggested in his Ninth Circuit opinion. Why wouldn't that be the right way to look at it? And it could -- you know, as he suggested, even within the three Blackstone offenses, the evidence for aiding -and-abetting liability is quite different, maybe strongest in piracy, and then there is some questions about the other two.

Kannon K. Shanmugam:So, as you will be aware, Justice Kagan, if you take a look at the complaint, pages 100 to 101 of the Joint Appendix, there are seven separate primary norms on which Respondents are relying here. Now Respondents, to the extent that they make an argument under step 1, make no effort to disaggregate those norms and engage in the sort of norm-by-norm analysis that you suggest. They've gone all or nothing, and they've done that throughout this litigation.

Kannon K. Shanmugam:So I don't think that they should be given a second bite at the apple. Their argument is for a categorical norm of aiding -and-abetting liability. And I do think that the best evidence as to why this Court should be precise about this is actually a law that was enacted a year after the ATS, the Crimes Act of 1790, when Congress, when it was defining criminal liability, made aiding and abetting available for piracy but not for the other two of the three core offenses.

Kannon K. Shanmugam:And so all of which is to say that there should be norm-by-norm rigor in our view in this analysis. But I would say one further thing that I think is very important conceptually.

Elena Kagan:I'm sorry, that there should be?

Kannon K. Shanmugam:There should be.

Elena Kagan:Because I was planning on asking your friend the same question because it seems to me that both of you fall into this, you know, he urges one categorical rule, you urge another categorical rule. And what I might be suggesting is that neither of those categorical rules is appropriate, that you have to look norm by norm. Of course, this case is quite odd because --because you're not contesting whether any of these seven things that are listed in the complaint are norms under the ATS and we're being referred only to this broad aiding -and-abetting question when the more natural way of thinking about these questions are, like, take a look at the norm, is the norm covered first? And if the norm is covered, what's the scope of liability, secondary liability, that's attached to that norm?

Kannon K. Shanmugam:Two responses to that, Justice Kagan. First, if the Court accepts our first-order submission that the Court should shut the door that it left open in Sosa, then the norm-by-norm analysis obviously falls out of the equation. Those primary norms are not actionable, a fortiori, no secondary liability. But, second, and I think importantly, if you don't agree with that and we are in Sosa world, at the second step of the analysis, I actually don't think that the second step requires a norm -by-norm analysis here because the foreign policy concerns that I discussed at the outset would be equally applicable regardless of the norm that is at issue.

Kannon K. Shanmugam:In each of these cases, you're talking about a claim that would require a federal court to find a primary violation of international law based on the conduct of a foreign sovereign on its own soil, and that's true regardless of which of the seven norms is at issue. So, if you were looking for a straight-line way to write an opinion in this case, one way to do that would be simply to say at the second step, much as in Jesner, that these sorts of claims, these sorts of aiding -and-abetting claims, as a categorical matter are likely to raise these sorts of foreign policy concerns, as well as the broader separation of powers concerns that underlie this Court's reluctance to recognize implied causes of action.

Sonia Sotomayor:Counsel --

Amy Coney Barrett:Mr. Shanmugam -- oh, go ahead.

Sonia Sotomayor:I'm sorry. Go ahead.

Amy Coney Barrett:I was just going to ask you if your argument is restricted just to aiding and abetting, or would it extend to other forms of secondary liability, like civil conspiracy as well? And if not, why not? If yes, why?

Kannon K. Shanmugam:It could potentially. And I don't want to prejudge an issue that could be coming to the Court because there is a case recently decided by one of the courts of appeals that involves a question of conspiracy liability. I think many of the same arguments that we're making at step 2 could apply in that context. But, again, I don't want to prejudge that. I think that what we do have is a very robust body of experience now with these sorts of aiding-and-abetting claims. And I do think that it is clear -- and the government sets this out at some length in its brief --that this category of claims is especially likely to raise these sorts of foreign policy concerns.

Kannon K. Shanmugam:And this Court, in its most recent ATS cases, has looked to that body of case law, the broader body of case law concerning implied causes of action, and there, under Egbert, the question is whether there is any sound reason to believe that Congress might not want to recognize this type of liability, and the fact that these concerns arise so frequently in these sorts of cases is sufficient to satisfy that standard.

Sonia Sotomayor:Counsel, I -- I'm so -- I'm a little bit lost when you answered Justice Barrett because you start by saying your first-line order is to say you can't recognize any claim outside of Blackstone's Three. And now -- and -- and you're basically saying any claim, including conspiracy, is always out under step 2, correct? So you're asking us basically to overrule Sosa.

Kannon K. Shanmugam:So, with regard to our first-order submission, which is that the Court should shut the door that it left open in Sosa, we --

Sonia Sotomayor:That would be overruling.

Kannon K. Shanmugam:-- we don't think that that was a holding in Sosa. It was not essential --

Sonia Sotomayor:Assuming I don't -- I don't agree with you because, in Kiobel and Jesner, we called it a ruling, but putting aside that that's what we called it, you are basically saying, if it's a holding, overrule it, correct?

Kannon K. Shanmugam:If it is a holding, we don't think that stare decisis justifies retaining it. And --and I'm happy to --

Sonia Sotomayor:All right. Now let -- let's go to that, okay? There's about 300 of these cases that were passed that have ever been brought. That's not an enormous sum. After Kiobel, that number dropped precipitously, all right? So it's not as if this is such a large number of cases that it's overwhelming the courts below. We don't see a rush in the four circuits that permit aiding-and-abetting liability of new cases. So I'm not sure why this has become unworkable in the stare decisis sense.

Sonia Sotomayor:But we have the Convention Against Torture, of which we're a member and China is a member and Russia and a whole bunch of other countries, and that does require nations to ensure that people who are complicit in violations of international law are held responsible. So we'd be reading out of the ATS and probably the TVVA -- TVPA our obligation under the convention. And, finally, what do we do with the thing you rely on, the -- the Crimes Act, okay? You say the Crimes Act only made piracy aiding and abetting liable, but it also said that violations of any safe conduct, which is not piracy, that had to do with ambassadors, "that any actions that in any other manner impact the law of nations" -- I'm quoting it -- "and those who persecute or solicit any such process that violates an ambassador's immunities," and stated that those people would be deemed violators of the nations of law. That seems to me like an aiding-and-abetting provision.

Sonia Sotomayor:So it goes back to Justice Kagan's point that what aids and abets an international law is specific to each one, but -- and it may not be identical for all, but the law of nations does have forms of aiding and abetting.

Kannon K. Shanmugam:Okay. I think that there were three parts to that question. Let me address them in turn. First, with regard to the stare decisis effect of that portion of Sosa, assuming arguendo that it is a holding, I do think with respect, Justice Sotomayor, this has proven to be unworkable in the lower courts. And the profusion of lower court cases that have --

Sonia Sotomayor:Can I stop you there? What's unworkable about it? Let me -- let me just ask you something. In terms of aiding and abetting this crime, the allegation is that Cisco, knowing that China was going to torture Falun Gong adherents, actually promoted sales of its technology not only by telling them that it could do it if they bought this technology but custom -making it, as it bragged to the Senate, so that it could identify 90 percent of such adherents.

Sonia Sotomayor:It is alleged that by its internal and public statements it knew that those people would be tortured. So what is the problem with how that fits into any conscious aiding -and -abetting statute, including our own domestic one that requires active inducement and active participation?

Kannon K. Shanmugam:May I answer the questions that are on the table? First, with regard to the allegations --

John G. Roberts, Jr.:Yes.

Kannon K. Shanmugam:Thank you. (Laughter.) With regard to the allegations in this case, Justice Sotomayor, it will not surprise you to learn that Cisco vigorously disputes those allegations here. But I want to put this in the frame of where you started with your question, which is the experience of the lower courts. You are right that there have been around 300 of these cases. As we point out in our brief, there have only been six cases where plaintiffs have prevailed with a monetary recovery.

Kannon K. Shanmugam:And in the meantime, we have seen the lower courts struggling with this question of what norms to recognize, what the scope of those norms are. And our submission is that this aspect of Sosa in a post-Erie world, recognizing new causes of action, was wrong at the time, but recent developments have made clear that it is no longer tenable, namely, this Court's view in cases involving implied causes of action that this is quintessentially a legislative endeavor.

Kannon K. Shanmugam:Second, with regard to the Convention Against Torture, the provision to you -- which you refer is Article 4, which is a provision concerning criminal liability. And, sure enough, when Congress, in the wake of the Convention Against Torture, enacted the federal criminal prohibition on torture, it incorporated 18 U.S.C. 2 and provided for aiding -and-abetting liability. There was no requirement in the corresponding provision of the Convention Against Torture for civil liability, Article 14, for aiding and abetting.

Kannon K. Shanmugam:And, finally, with regard to the last part of your question, the Crimes Act of 1790, yes, it's true, for violations of safe conduct, Congress did include soliciting. And as we point out in our reply brief, so did Blackstone. That is a form of secondary liability. It's not full-fledged aiding -and-abetting liability. And that just underscores that when Congress acts, it often acts in a reticulated fashion with regard to secondary liability. We could talk about the Genocide Convention Implementation Act, the War Crimes Act.

Kannon K. Shanmugam:There are many contexts in which Congress imposes broad criminal liability but narrower civil liability. It may very well be that the conduct in some of these cases is unlawful. It's simply not the subject of a civil cause of action under either the ATS or the TVPA.

John G. Roberts, Jr.:Thank you, counsel. Justice Thomas, anything further? Justice Alito?

Sonia Sotomayor:What do we do --

John G. Roberts, Jr.:Justice Sotomayor?

Sonia Sotomayor:What do we do with the congressional statements at the passage of the TVV -- TVPA where it says that they want us to continue under the ATS addressing violations of international law? It was either the House or the Senate report that made that statement explicit.

Kannon K. Shanmugam:So, first of all, I -- with regard to the TVPA specifically -- and I want to make sure that I address any questions that the Court might have about that question presented --we obviously don't think that the legislative history supports Respondents' broad view of the meaning of the term "subjects," and that is because the Senate report, after a passing reference to aiding and abetting, talked about precisely the kind of command liability that I referred to at the outset.

Kannon K. Shanmugam:But, second, I think that Congress was quite careful in enacting the TVPA really not to take a position even in the legislative history about the question that we've been discussing for most of the first 20 minutes of this argument, which is whether or not the ATS validly can be expanded to new primary norms and, a fortiori, to aiding and abetting.

Sonia Sotomayor:I'm not sure how you get to your position that "subjects to" can't mean aiding and abetting, because command liability doesn't necessarily require subjecting someone to the torture. It makes someone who's in a command position who knows of the torture and permits it to happen but doesn't aid and abet it in the sense that we have defined aiding and abetting. We've defined aiding and abetting as an active step in permitting and encouraging the substantive act.

Sonia Sotomayor:So I'm not sure how you get to limit the word "subject" in the way you're suggesting, because command liability is a very different concept.

Kannon K. Shanmugam:Justice Sotomayor, it is a very different concept because command liability is a form of vicarious liability. By contrast --

Sonia Sotomayor:Exactly. And so, to the extent that Congress used the word, "subjects" has an aiding-and-abetting concept tied to it by definition.

Kannon K. Shanmugam:I don't think that it does, and, notably, Respondents don't point to a single other federal statute where "subjects to" is used to connote aiding and abetting. By contrast, we have nigh on a hundred statutes in the appendix to our reply brief where Congress does use the term "aids and abets." And, here, I think --

Sonia Sotomayor:Well, the dictionary says "to cause to undergo or submit to, to expose or to make someone liable or vulnerable to something." I don't know any other word to define "aiding and abetting" but those, that you are participating in an act or causing or exposing someone to it or under -- or -- or helping to submit someone to do it. I -- I -- I don't understand.

Kannon K. Shanmugam:Justice Sotomayor, there's actually not a great deal of disagreement about the dictionary definitions of the verb "subjects." I think that the core notion is to cause someone to undergo or experience something or to expose someone to something. And in our view, those definitions require inflicting some action on the victim. So we don't actually accept the view that, say, merely facilitating something to happen --

Sonia Sotomayor:So that the person -- that the person who's in the room with the torturer and hands him the instruments but doesn't actually inflict the injury is not causing the injury?

Kannon K. Shanmugam:That person could well be primarily liable in that context --

Sonia Sotomayor:Why?

Kannon K. Shanmugam:-- depending on their conduct.

Sonia Sotomayor:Under your theory of what "causing" means?

Kannon K. Shanmugam:I think that that person could be within the realm of people who participate in the primary act. And I think that if you were, say, indicting that person in a criminal case, I don't think you would necessarily be indicting that person under 18 U.S.C. 2. But, if you disagree with everything that I've said --

Sonia Sotomayor:But you could do it under one or the other and they would still be liable, correct?

Kannon K. Shanmugam:But, if you disagree everything I've said so far in this colloquy, Justice Sotomayor, I have one more card up my sleeve, which is the definition of "torture," which requires the offender to have "custody or physical control of the victim." Now you might say in response to that, well, how can it be that someone who is up the chain of command would satisfy that since, after all, I'm standing here saying that this just covers command liability? I think that that would cover people who have direct or indirect custody or physical control.

Kannon K. Shanmugam:But, again --

Sonia Sotomayor:Exactly, but, I'm sorry, that definition tells you what "torture" means. It doesn't tell you who's liable for it. What tells you who's liable for it is "any person who subjects another to torture."

Kannon K. Shanmugam:But, Justice Sotomayor, as we explain in our reply brief, we think that that reference to "offender" has to mean the people who would otherwise be liable. So, sure, you're right, we're relying on the definition of "torture." We think that definition is confirmatory of our position. And I think that this does, with respect, accord with common sense. Let's take this case. There are two individual defendants who are the subject of the TVPA claim, the former chief executive of Cisco and the vice president who was responsible for Cisco China.

Kannon K. Shanmugam:Nowhere in the hundred-plus pages of complaint in the Joint Appendix do you find a statement that either of these individuals subjected Mr. Lee to the alleged misconduct. And I would respectfully submit that that is not how you would use ordinary English.

Sonia Sotomayor:Counsel -- counsel, that might be a failure in the complaint, but that's not the issue before us. Assuming it did, because that's what we have to assume.

Kannon K. Shanmugam:I do not think, with respect, that Respondent Lee plausibly could allege that here. But I think that that just confirms that when you're talking about someone who is alleged to have facilitated the act, these are people who stand at a much further level of remove than your hypothetical person who hands the --the weapon to the person who directly inflicts the -- the act of torture or misconduct.

Sonia Sotomayor:Thank you.

John G. Roberts, Jr.:Justice Kagan, anything further? Justice Gorsuch? Justice Kavanaugh?

Brett M. Kavanaugh:Two things. You said six cases in which plaintiffs have prevailed. Does that include settlements or not include settlements?

Kannon K. Shanmugam:I believe that that is monetary recoveries in court.

Brett M. Kavanaugh:And do you have any statistics on settlements?

Kannon K. Shanmugam:I don't.

Brett M. Kavanaugh:Okay. And on the TVPA, I understood your argument to just be Central Bank, end of story. Is that a good summary?

Kannon K. Shanmugam:I think that that is a good summary. I think, even if we didn't have Central Bank, I think our view is the better view of the language, but I think, in the wake of Central Bank, if this Court hasn't said that it's a magic words requirement, I think that the Court came pretty close to that. And the Court did say that even the phrase "directly or indirectly" is insufficient. I would say "subjects" is not even close to that.

Brett M. Kavanaugh:Thank you.

John G. Roberts, Jr.:Justice Barrett?

Amy Coney Barrett:So one difficulty or question, I should say, that I have about your front-line argument about freezing this with the Blackstone Three is that in Sosa, the Court said it had little evidence to think that the First Congress had in mind anything beyond the Blackstone Three. But I'm not sure that's right. I mean, Professors Bellia and Clark have done research to suggest that, in fact, at the time that the ATS was enacted, the law of nations did recognize causes of action for the violence committed by an American citizen against a foreign national.

Amy Coney Barrett:Do you want to address that?

Kannon K. Shanmugam:I suppose that the Court could -- I'm aware of the Law Review article by those two distinguished professors. And I think that the Court, if it so chose, could leave the door slightly open to parties coming forward to make the case that there were other norms that would have been recognized by the First Congress. That is not what is at issue here. And, again, the way that this case has been litigated, Respondents have argued for a categorical right for aiding-and-abetting liability, and I don't think that you can fit that into that particular box in this case.

Amy Coney Barrett:Well, that, I mean, this kind of goes back to Justice Kagan's point. Those are all the causes of action. You're talking about the scope of liability, which is a slightly different point. I'm just saying that the -- the front-line rule that you want of just freezing those -- freezing the line at those three, that's part of my cause -- that --that's part of the concern that I have with respect to that one. But -- but let me ask you a question about your argument about aiding-and-abetting liability and the expanse of that.

Amy Coney Barrett:Doesn't it seem a little odd if the ATS is primarily a jurisdictional statute, which I take your first-line position to be, to say that there's a categorical rule about whether aiding and -- aiding -and-abetting liability can attach categorically or not to a jurisdictional statute? Just thinking about it in the categorical way Justice Kagan was pressing you on, it does seem a little bit odd to conceive of it that way.

Kannon K. Shanmugam:That is the discomfort that I think this Court's decision in Sosa, with respect, created because, after all, we invoke Central Bank with regard to the ATS as well as the TVPA, and you might say, why is Central Bank relevant here? This is just a jurisdictional statute. I would hope that it would follow a fortiori that if the Court doesn't infer aiding -and-abetting liability even when you have an express cause of action, the -- the Court would not infer aiding-and-abetting liability when the cause of action itself is entirely a judicial creation.

Amy Coney Barrett:Unless there was evidence that at the time the ATS was enacted, there was aiding -and-abetting liability for a particular offense against the law of nations, correct?

Kannon K. Shanmugam:Yes. But we certainly don't have that here with regard to any of the seven norms at issue. And so, if the Court wanted, again, to just draw a line around the three core offenses and whatever else might be in that original 1789 bucket, that's an easy enough footnote for the Court to write.

Amy Coney Barrett:So perhaps you might be satisfied with a rule that said there's no categorical availability of aiding and -- aiding -and-abetting liability, but it doesn't exist with respect to the seven offenses with which Cisco was charged?

Kannon K. Shanmugam:Correct, that's right. And to the extent that Justice Kagan's question might have had the implicit premise that this could be worked out on remand, Respondents have had every opportunity to make that argument, and I would invite the Court to look -- go back and look at the Ninth Circuit briefing, and you will search that in vain for the kind of norm-by-norm analysis that we're discussing.

Amy Coney Barrett:Thank you.

John G. Roberts, Jr.:Justice Jackson?

Ketanji Brown Jackson:Can I just pick up on that because I just want to be sure I understand. So you would be okay with a rule that says there's no categorical preclusion of aiding -and-abetting liability?

Kannon K. Shanmugam:I think that the Court should go further than that. Obviously, with our first-order argument, that would implicitly shut the door to anything other than the norms that I was just discussing with Justice Barrett. I think that the Court should make clear, again, that there is no categorical cause of action for aiding -and -abetting liability.

Ketanji Brown Jackson:No, but that's the opposite of what I'm saying. That is what you're asking for. And I understood Justice Kagan to be positing that there might be, there might be in any circumstance in which the norm would be included under Sosa.

Kannon K. Shanmugam:No, no. I mean, I think our step 2 argument would apply to any norm beyond potentially the three core offenses because, as I said to Justice Kagan --

Ketanji Brown Jackson:No, can I just -- I -- I'm sorry. I'm just trying to understand what aiding -and -abetting liability your position is with respect to that. And I had understood -- and maybe I was mistaken -- that you were asking us to categorically preclude recognition of aiding -and-abetting liability as if it was a separate cause of action that was being brought to the table for inclusion under Sosa. And what I'm positing and what other Justices have pointed to is that aiding -and-abetting liability could instead be construed as secondary to some underlying cause of action.

Ketanji Brown Jackson:And so, to the extent that an underlying cause of action meets the Sosa test, then you might have aiding -and -abetting liability depending upon the historical circumstances of aiding and abetting with relationship to that norm. But it's not as though, I think, you are looking at aiding-and-abetting liability as if it is a completely separate cause of action that we're just applying Sosa to as though there was no underlying cause of action.

Kannon K. Shanmugam:Justice Jackson, I think I understand the question, so let me give you my best effort at an answer.

Ketanji Brown Jackson:Yes, yes, thank you.

Kannon K. Shanmugam:First, I think that to the extent that we say that a norm-by-norm analysis is required, that would be at step 1 of the Sosa analysis. But I do think that at step 2, regardless of whether you conceive of this as a separate cause of action or a question concerning the scope of the cause of action, the analysis at step 2 is the same with regard to any of these norms. So I don't think it would be --

Ketanji Brown Jackson:But why is that? Can I -- can I --that's the second part of my question.

Kannon K. Shanmugam:Yes.

Ketanji Brown Jackson:All right. So let's say we have an underlying piracy claim, which we are, just for the purpose of this question, are saying is included in ATS. I had understood your argument to be that regardless, no -- no aiding and abetting. But, with respect to step 2, to the extent that you're talking about the foreign policy concerns, couldn't there be a circumstance in which the foreign policy concern would not care whether or not there's aiding -and-abetting liability? In other words, what's creating the foreign policy concern is the underlying claim, and to the extent that, say, China says we don't care about the underlying claim being brought here, what additional work from a foreign policy concern standpoint is attaching or having an aiding-and-abetting liability claim?

Kannon K. Shanmugam:So three quick points in response to that.

Ketanji Brown Jackson:Yeah.

Kannon K. Shanmugam:And then I'll sit down. First, I think that this is, in terms of the paradigm, very similar to Jesner. You could have made the same argument in Jesner that, well, it's not really a question concerning a cause of action. It's a question concerning the available defendants, namely, whether foreign corporations could be defendants. And the Court nevertheless conducted the step 2 analysis. Second, with regard to how the step 2 analysis works, I want to bracket for the minute the three core offenses.

Kannon K. Shanmugam:I think, with regard to any of these other offenses, you have the same fundamental problem that raises foreign policy concerns and the broader separation of powers concerns, which is no matter what the norm is, you're talking about a primary violation of international law, in this case, by a foreign sovereign against its own citizens, and that is by far the mine-run of these cases.

Ketanji Brown Jackson:But that's in this case. What if we have a --a primary violation of international law that doesn't involve the underlying country, and for ATS purposes, wouldn't the point of that statute be that the United States is making its courts available for the adjudication of that claim in a way that actually supports foreign policy, right? The country would -- the other country would want its nationals to have a forum.

Kannon K. Shanmugam:My friend, Mr. Hoffman, I suspect, may get up here and say, well, you can posit such a case. And I think our response to that is: No, this Court made clear in Jesner that this is a categorical analysis, and where you have a category of cases where it is likely that you're going to have these concerns, you therefore have a sound reason to believe that Congress might not want to extend liability to that category. That is precisely how this Court decided Jesner, and it would make this Court's ATS cases congruent with its cases concerning applied causes of action more generally. And I said I would have one last point, which is that the government has a footnote in its brief where it makes the point that with regard to these three core offenses, what is different about those offenses is that they involved either conduct that took place in the United States, such as the famous Marbois incident, or conduct that takes place in the high seas.

Kannon K. Shanmugam:And we would acknowledge that the foreign policy concerns might not be as great in that context even if the separation of powers concerns are equal, and that's a reason why the Court might want to leave open the possibility of aiding-and-abetting liability as to those offenses.

Ketanji Brown Jackson:Thank you.

John G. Roberts, Jr.:Thank you, counsel.

Kannon K. Shanmugam:Thank you.

John G. Roberts, Jr.:Mr. Gannon.

Curtis E. Gannon:Mr. Chief Justice, and may it please the Court: Respondents allege that Petitioners aided and abetted international law violations committed abroad by foreign officials. Such allegations should not be cognizable under either the Alien Tort Statute or the Torture Victim Protection Act until Congress actually says that they are. With regard to the ATS, that follows from two separate modes of analysis. First, under the second step of Sosa, his own test, separation of powers concerns should readily prevent the Court from creating a private right of action for aiding and abetting.

Curtis E. Gannon:Second, the Court might wish to conclude more generally that it should not recognize any new norms under the ATS, notwithstanding Sosa's decision to leave the door ajar to that. With regard to the TVPA, the statutory text and context do not impose aiding -and-abetting liability, especially in light of the background assumption reflected in Central Bank of Denver that in the civil context, Congress should do that expressly. I welcome the Court's questions.

Clarence Thomas:So, if we adopt that approach, what would be left of Sosa?

Curtis E. Gannon:The original three would still be there under Sosa --

Clarence Thomas:And that --

Curtis E. Gannon:-- so the statute would not be a dead letter. As my friend pointed out, the TVPA recognized causes of action for -- for torture and extrajudicial killings, but, otherwise, I think you would be going through the Sosa two steps, so I'm not sure which question you're -- you're --you're -- you're talking about the first mode of analysis or the second mode of analysis. But, if you were going to rule out recognizing any additional norms, I think you would just be sort of grandfathering the original three and potentially other things that the First Congress would have recognized.

Curtis E. Gannon:You would be saying that the door isn't open to recognizing what we would decide today under modern international law or analogous in some way. The second mode of analysis that -- that --that we're talking about under Sosa step 2 is the one that the Court employed in both Kiobel and in Jesner. And so my friend was just talking about all the ways in which Jesner required a step 2 analysis to be done in a categorical level. This responded to questions from several of you.

Curtis E. Gannon:The same thing was true of Kiobel. In both of those cases, the Court essentially skipped over the question of whether there was a norm that was established and said that going to step 2 concerns -- in Kiobel, it was the idea that principles underlying the presumption against extraterritorial application of statutes would be applicable. We think the same thing should also be true here of the Central Bank principle. And -- and in Jesner, the Court said that it was looking at a categorical matter at a scope of liability question.

Curtis E. Gannon:Even though it wasn't about the norm, it was saying that the question of is this category of defendant going to be held liable, said we're going to consider that on a categorical basis. And the fact that it's going to present foreign policy concerns in many cases, not necessarily all cases but in many cases, was sufficient to say you're going to categorically rule out foreign corporations as defendants. And we think that the same thing should be true for aiding-and-abetting claims because the mine -run of those claims thus far has involved cases like this, has been allegations that somebody has aided and abetted a primary violation that was happening in a foreign country, often by state actors because many of the norms -- many but not all the norms need to be done by state actors.

Curtis E. Gannon:And, therefore, the entire case is parasitic on having to prove that foreign government s engaged in serious human rights violations in their own countries, and that --

Ketanji Brown Jackson:To -- to -- to --

Elena Kagan:But, if we take away --

Curtis E. Gannon:-- is necessarily going to raise foreign policy concerns in many cases.

Elena Kagan:Mr. Gannon, if we -- if we sort of took away that aspect of this case, which I understand you to have fundamental disagreements with, but just focus more on what's presented to us here, which is this aiding -and -abetting question, and I guess one way to think about this, about how we should think about aiding and abetting, is if you take the three original of Blackstone, why it is -- suppose that this were -- this were a case only about that, you know, and then the question is does that also include aiding -and-abetting offenses, what would you say? How should we analyze that question?

Curtis E. Gannon:Well, as -- as my friend just pointed out, I do think that the foreign policy concerns are reduced in the context of those -- those three norms because of what we point out in our brief, and I think that the Court understood this in Kiobel, that --that those cases, the primary violation is generally going to be occurring in the United States or on the high seas, not in the territory of a foreign country.

Elena Kagan:Yeah.

Curtis E. Gannon:And so I --I do think that if you're going to look at this from the other side and sort of try to say are there place -- are there pieces of aiding -and-abetting liability that would pose fewer threats, I think the ones that -- where the primary violation is not in a foreign country is a good place to start. I wouldn't just limit it to cases that involve foreign governmental officials.

Elena Kagan:But then I -- I take it what you're saying is, because those foreign policy concerns are less, our analysis would be different. You might come out with a rule that said, okay, as to piracy, aiding and abetting goes along with it, is that correct?

Curtis E. Gannon:I would say two other things with -- we still have two other main reasons why we think that, under step 2, that the Court should be cautious about recognizing aiding -and-abetting liability. One is to say --

Elena Kagan:I mean, one question is whether step 2, Sosa, applies if the question is the original Blackstone Three. And then the question --

Curtis E. Gannon:Oh, I think very much so.

Elena Kagan:And then the question whether there's secondary liability that comes along with it. You could say, well, Sosa doesn't apply sort of for two reasons. First, it's not a separate cause of action. Sosa was designed with the question of new causes of action in mind. Aiding and abetting is not a cause of action, and it's also not new. I mean, if the -- if the idea is, back then, when there was an accepted norm of piracy, was there also an accepted norm of aiding and abetting piracy.

Elena Kagan:It doesn't sound like a question that one would naturally apply Sosa to.

Curtis E. Gannon:Well, I -- I don't think that's true in light of the way the Court approached its analysis in Kiobel and Jesner, because I think that foreign corporations are not liable for -- for piracy. And I think that an attack on an ambassador that happens in a foreign country is not going to touch and concern the United States in the sense that it was probably going to survive Kiobel. And so, in both of those instances, I think that Sosa itself is recognizing that just --just acknowledging the norm isn't enough to say that you're going to get home. And I think that, like, Sosa didn't decide a lot.

Curtis E. Gannon:They left open that there's going to need to be a lot more analysis if we're ever actually going to get to yes. Sosa got off the train at the first stop. And so -- but there were --it recognized that there are going to be additional stops. And we think that that's why, for aiding and abetting, as the significant recognized category of secondary liability, Central Bank tells us that we expect Congress should speak to that expressly before it does that.

Curtis E. Gannon:And we do think of that as a significant expansion of liability. And then the third reason that we have is the analogy to the TVPA. There hasn't been much talk about it, as much talk about that this morning, but that's the second question presented. If you agree with our position that aiding -and-abetting liability is not included within "subjects" under the TVPA, then we think it is relevant that the one time Congress --

Elena Kagan:If --

Curtis E. Gannon:-- has tried to codify a cause of action that is --

Elena Kagan:Yeah, I got -- I got that argument from the briefs. But if -- if -- if -- so one question that we just talked about was whether Sosa applies at all to this question of whether aiding and abetting comes along with it. You say yes. Even if you're right, what I took from the first part of your answer was that you think that there is a -- I mean, tell me if I've gotten this wrong -- but a separate analysis as to each particular norm that has been recognized.

Elena Kagan:In other words, you would go through the question with respect to piracy or you would go through the question with respect to ambassadorial rights or something like that.

Curtis E. Gannon:I --I -- I think you could do it that way. I think that -- that the fact that the Court didn't do that for foreign corporations and extraterritoriality would be a reason to say that because, in the vast majority of -- of any potential norms and the cases that are being brought, frankly, aren't piracy and assaults on ambassador cases, that --that ruling out that particular potentially theoretical category isn't going to -- to -- to make a big difference. And the Court was comfortable making categorical decisions in Kiobel and Jesner. And we think that that's appropriate here, especially in light of how -- how unwilling the lower courts have been to receive the --what we -- we took to be a general note of caution in Sosa.

Curtis E. Gannon:And that's not the way the lower courts have been applying the two -step analysis, we think. And --

Neil Gorsuch:Can you -- can you talk about that for a moment? What is the need for us to intervene to address? Are there problems? What is the scope of the problems of -- of people not respecting the admonition in Sosa that this is a -- a door to be closely guarded?

Curtis E. Gannon:Yeah. I -- I --I do think that -- that there was -- there was supposed to be vigilant door-keeping. And I -- and I -- and I --I would say that our view is that the lower courts have been too permissive about acknowledging additional norms and what we would consider to be expansions of the norms, especially including aiding and abetting. We've been trying to get the Court to decide the aiding-and-abetting question since the mid-2000s. That's been a significant category of cases.

Curtis E. Gannon:And I take my friend's point that it's going -- my friend on the other side's point that it's going to be a reduced category after Kiobel and Jesner, but it's not gone, as this case itself demonstrates. The Ninth Circuit held that this --this is -- this is not -- it doesn't require enough extraterritorial conduct to run afoul of Kiobel, and this is a U.S. corporation. And, therefore, here we are. We're -- we're -- we're still litigating about an allegation where the primary violation that needs to be proved is the thing that generally is going to present foreign policy concerns because it is an allegation that a serious human rights abuse happened in a foreign country in this case and many cases by the way the foreign government --

Brett M. Kavanaugh:Can you -- can you --

Curtis E. Gannon:-- treated mostly its own citizens.

Brett M. Kavanaugh:Go ahead.

Neil Gorsuch:Well, and -- and what lessons should we take from cases like Egbert in the Bivens context and -- and -- and our decisions on Teague about these doors that have been left open?

Curtis E. Gannon:We -- we have -- we agree with Petitioners that that is an available argument here to say that -- that you should close the door, that --that the door having been left open has created too much mischief and that, frankly, it is going to be illusory to think that there's any likelihood that this Court is going to recognize a new norm in which there's going to be liability that isn't very closely tied to one of the original three torts that --that -- or -- or something else that the First Congress would have recognized.

Curtis E. Gannon:And -- and so we have drawn the analogy from Edwards. And -- and I would say that because this involves common law methodology, by definition, Sosa was saying the Court has been invited by Congress to appeal to the common law in order to recognize individual norms beyond the original three because that -- it requires the Court to exercise common law-making powers. We don't think it requires full-bore statutory stare decisis types of considerations.

Curtis E. Gannon:And there isn't that much reliance, I don't think, when this Court has repeatedly said no to each new question that has been brought to it under the ATS.

John G. Roberts, Jr.:Thank you, counsel. It seems to me that you have a serious conceptual challenge, because we've held that the First Congress wanted courts to, you know, look and find the rights of action that are available under -- under common law and -- and Sosa. And now, because the Court has departed from that general approach to statutory interpretation, it --it is like, you know, a dinosaur that is still on -- on the horizon. And I wonder, you're certainly not being, I would say certainly not being faithful to the First Congress's intent at least as it was interpreted in Sosa.

John G. Roberts, Jr.:And -- and it seems to me that maybe you can just talk a little bit about how we're supposed to reconcile that -- that challenge.

Curtis E. Gannon:Well, I -- I -- I do think that's a bit of a puzzle because of the sort of Erie revolution. This is the thing that --that Sosa talked about. Both the majority opinion and Justice Scalia's concurrence wrestled with how to deal with that. And I think that they both agreed on the idea that at least those things that the First Congress would have expected to be recognized would be fine, and, therefore, that's why we're grandfathering in the -- the -- what -- what have been called the Blackstone Three torts.

Curtis E. Gannon:And --but, because the Court now understands better than the First Congress did -- and I understand the uncomfort -- discomfort with that, that it -- that recognizing a cause of action is a legislative endeavor that it's going to do only cautiously -- the Court has repeatedly said in these ATS cases and in the -- and in the Bivens cases that it's not going to extend any further if there's any reason counseling hesitation. And so I'm -- I think that we're reconciling the Court's modern understanding of its appropriate role in the separation of powers with the -- with the fact that the First Congress only wrote a jurisdictional authorization with -- with this expectation that there was a possibility of causes of action being recognized, but now we know Congress can do that.

Curtis E. Gannon:And Congress knows that it's supposed to do that. And that's why Congress enacted the TVPA, because it was codifying Filartiga.

John G. Roberts, Jr.:Well, but I still --

Curtis E. Gannon:The TVPA actually isn't about torture that happens in the United States and it isn't about aiders and abetters. It's about the actual perpetrator acting under color of foreign law. And so Congress did codify that result after it was questioned whether the ATS even allowed Filartiga.

John G. Roberts, Jr.:Yeah. In terms of your request, though, that we overrule Sosa, usually, when we overrule a past decision, it's because we think it was wrong. And yet you're not really saying that either when you say, well, we should preserve these -- these three.

Curtis E. Gannon:Well --

John G. Roberts, Jr.:And I'm not quite sure whether overruling is an appropriate response when we don't think -- I mean, we're not saying that the Sosa decision was wrong when it interpreted the intent of the First Congress. I mean, is that what you want us to say?

Curtis E. Gannon:No. I'm -- I -- I -- we're -- the only question is about the aspect of the Sosa decision that leaves open the possibility, leaves the door ajar to recognizing additional causes of action that -- that Congress wasn't aware of, that the First Congress wasn't -- what --didn't expect and wasn't aware of. So I understand that -- that in the abstract, Congress might have expected that the law of nations would evolve. That's one way to talk about it. You know, I'm not sure that's what they would have expected.

Curtis E. Gannon:I think, at the --in the pre-Erie sense, there was an understanding that it was out there. It was the brooding omnipresence. Maybe you discovered new bits of it. But this is all they thought that existed. And so I --I -- I do think that -- that the Court can draw the line there. And we're -- it's not overruling Sosa. It's not changing the holding of Sosa. It's changing this aspect of whether we're --we're --we're possibly leaving this open, but Sosa still at step 2 expected that there would be all sorts of other reasons to be cautious.

Curtis E. Gannon:It expected that we'd be careful about the norms. It expected that there could be other defenses that could be relevant. It expected that there could be case -specific foreign policy concerns that --that -- we don't think that that's necessary in every case.

John G. Roberts, Jr.:Thank you, counsel. Justice Thomas? Justice Alito? Justice Sotomayor?

Sonia Sotomayor:I -- I --ATS is a cause of action, correct?

Curtis E. Gannon:ATS is a jurisdictional statute.

Sonia Sotomayor:Jurisdictional statute, all right. It's a cause of action?

Curtis E. Gannon:I mean --

Sonia Sotomayor:They can bring a lawsuit on the Blackstone Three according to you.

Curtis E. Gannon:--because Sosa has recognized that -- that --that it was willing to infer that cause of action that Congress had not expressly provided for.

Sonia Sotomayor:Inferred or not, Mr. Gannon, if you don't want us to overrule -- you want us to overrule Sosa. Do you want us to overrule it to say that even the Blackstone Three, there's no cause of action for them?

Curtis E. Gannon:No. We are not asking you to overrule Sosa. We are asking you to say that the --

Sonia Sotomayor:So it's either a cause of action or it -- it isn't. Which is it?

Curtis E. Gannon:It -- the ATS itself is not a cause of action. Sosa recognized that it was just a jurisdictional statute.

Sonia Sotomayor:All right.

Curtis E. Gannon:It recognized that it had the ability, at the time when it was enacted, that the courts were able to infer causes of action. And --

Sonia Sotomayor:All right. Now -- so that -- that --

Curtis E. Gannon:-- and --and that -- and that --that those three were -- were --would have been inferable at the time and, therefore, at least those would be recognized.

Sonia Sotomayor:All right. So Bivens and -- Bivens and Egbert don't help us because, whether it's express or implied causes of action, they've been created for the Blackstone Three, correct? And you're saying don't add a fourth? Don't add torts or --

Curtis E. Gannon:We're saying not to expand -- extend it any further.

Sonia Sotomayor:All right.

Curtis E. Gannon:And that's why we think Egbert is relevant.

Sonia Sotomayor:Now let's -- so what you're basically saying, if there wasn't a torture, the TVPA, there wouldn't be an actionable cause of action at all for torture or extrajudicial killing even though, when Congress addresses that, it doesn't just create a cause of action under the ATS. It expands liability to include the potential for U.S. citizens, not just for aliens to sue, correct?

Curtis E. Gannon:Yes, it expands the category of plaintiffs.

Sonia Sotomayor:All right. So what you're basically saying is the First Congress, if it had known that there would be an international law --an international and current U.S. view that torture and extrajudicial killings violate international norms, that that First Congress would not have wanted us to -- to recognize that as a cause of action for aliens -- for aliens?

Curtis E. Gannon:I --I'm not saying that that's what the First Congress would have expected. I'm trying to -- to -- to be faithful to Sosa's own analysis --

Sonia Sotomayor:All right.

Curtis E. Gannon:-- which recognized that it would take account of developments that have happened since the First Congress. And it said at that time that it did not see sufficient developments that would preclude it from leaving the door ajar with sufficient caution.

Sonia Sotomayor:All right. If we disagree --

Curtis E. Gannon:We think that there have been subsequent developments in this --

Sonia Sotomayor:If we --

Curtis E. Gannon:--Court's case law.

Sonia Sotomayor:-- if we disagree with you that under step 1 of Sosa torture and extrajudicial killings are recognizable under step 1 and we go to step 2, step 2 requires us to look at what the -- what -- whether recognizing that cause of action for torture and extrajudicial killing have foreign policy implications. By the very nature of torture and extra -- extrajudicial killings, a foreign state is involved, correct, because "torture" defined -- is defined by official state action, isn't it?

Curtis E. Gannon:As -- as it is defined in the TVPA, yes.

Sonia Sotomayor:Yes, all right. But --

Curtis E. Gannon:I --I would -- I would not expect my friends to agree to that under the ATS. I --

Sonia Sotomayor:Well, they can answer that. But --

Curtis E. Gannon:But yes.

Sonia Sotomayor:-- I was always -- I was assuming that, okay?

Curtis E. Gannon:Yes with respect to the way it's been defined in the TVPA. And -- and we think that --

Sonia Sotomayor:But -- but if --

Curtis E. Gannon:-- Congress has -- has spoken to lots of specific questions in the TVPA that allow actions like Filartiga to proceed.

Sonia Sotomayor:May you let me finish, okay, with my question?

Curtis E. Gannon:Of course.

Sonia Sotomayor:They'll tell us. I am making the assumption that torture requires official state action. Then, by its nature, whether it's aiding-and-abetting liability or primary liability, the same kind of embarrassment is going to exist, correct? Meaning, if we can sue someone, if we can sue a Chinese agent who happens to come to the United States, for torture in China, China is going to be as embarrassed as if we sue Cisco for that same torture, correct?

Curtis E. Gannon:I --I think that -- I take the point, but I -- I think that Congress in the TVPA drew a line between the perpetrator --

Sonia Sotomayor:We can go back to whether --

Curtis E. Gannon:--and the aiders and abetters.

Sonia Sotomayor:Yes, we could go back to whether "subjects" or doesn't.

Curtis E. Gannon:And -- and --

Sonia Sotomayor:But assuming that, as I do, that "subjects" means some form of secondary liability, if not primary liability, then tell me what is the foreign policy implications for this suit when President Trump in 2020, when he was talking about the Chinese policy, was encouraging China to respect and not persecute Falun Gong adherents and where he states that he stands by the principle that American technology should not be used to further that persecution? What do we do with that? How do we find that there's potential embarrassment from that? How do we find that there's potential foreign embarrassment from complicity in torture which the Convention Against Torture would not permit?

Curtis E. Gannon:The Convention Against Torture would permit the criminal prosecution and so would our laws for complicity. And --

Sonia Sotomayor:So there's less embarrassment from that --

Curtis E. Gannon:-- so --

Sonia Sotomayor:-- than from civil liability?

Curtis E. Gannon:I'm saying that Congress has already drawn the line with respect to both --both halves of this, on the -- they have implemented the TVPA by enacting a -- a criminal statute that applies everywhere in the world and includes complicity. I agree with that. But that's a -- that's a cause of action that is brought by federal prosecutors --

Sonia Sotomayor:I -- I just want to get what you're -- what you're -- what you're suggesting is that there is less embarrassment for the government from having an individual pay damages -- there's more embarrassment for an individual paying money than from a criminal prosecution, where that person is put in jail for the same act of torture?

Curtis E. Gannon:I'm saying that we at least have control over when the criminal -- federal criminal prosecution is going to be brought. And I was -- and I say that we have --of course, we object to human rights violations that are occurring in China and in other countries. But we have other foreign policy tools that don't require individual lawsuits filed by lawyers that -- that don't have to necessarily comply with all of the concerns that we have about a -- a --our relationship with any particular foreign country at the time.

Curtis E. Gannon:And so I -- I appreciate the fact that Sosa would -- holds out the possibility of a case-specific objection. If we said this is flagrantly incompatible with our foreign policy right now, I would -- I would hope that the courts would listen to an objection like that. But, as I was saying to the Chief Justice before --

Sonia Sotomayor:Exactly, but you haven't raised that here.

Curtis E. Gannon:Because we think that, as a categorical matter, the notion of civil aiding -and-abetting liability goes beyond what the convention requires and goes beyond what we think Congress has codified in the TVPA, that we think that Congress should be the one making that decision. And it's not just the foreign policy concerns. It's also the Central Bank idea that we know that Congress is aware that there's no presumption of aiding-and-abetting liability in civil cases, unlike criminal cases.

John G. Roberts, Jr.:Justice Kagan? Justice Gorsuch?

Neil Gorsuch:I -- I'm not sure I understand why we would need to overrule anything about Sosa. We said there that we had no basis to suspect Congress has any examples in mind beyond those three Blackstone torts, and we said that future developments might preclude federal courts from recognizing new causes of action.

Curtis E. Gannon:I think that the developments, the reference to developments, there hadn't been intervening developments. And I agree with you, Justice Gorsuch, that when you think that --

Neil Gorsuch:And in 20 years plus since those, so there have been some developments.

Curtis E. Gannon:There --there have been. And we -- we agree with that line of analysis. And so, under --under that way of thinking about it, I think you would be saying that the door is no longer ajar because you are taking account of the things that the Sosa Court said could be taken account of. And we think that you can -- you could do that with respect to, you know, individual norms. At step 2, you would be --you would be applying a Sosa analysis. If you adopt the broader argument and said that we think intervening developments in this Court's understanding of how recognition of private rights of action is a legislative endeavor that it is not going to engage in, it's not going to extend any farther what has already been recognized, that would be consistent with what the Court has been saying in both the ATS and the Bivens cases in the last 20 years.

Neil Gorsuch:And each one of these that comes to us, we've -- we've rejected attempts to expand beyond those three?

Curtis E. Gannon:Well, I mean, you --

Neil Gorsuch:Well --

Curtis E. Gannon:-- you -- you -- you rejected some aspect that -- that -- that -- that was being disputed in that case here. That's -- that would --that's effectively the second argument here. If you go for aiding and abetting, you'd be doing the same thing with respect to that category that you did in Kiobel with respect to extraterritorial applications and --

Neil Gorsuch:Jesner.

Curtis E. Gannon:-- in Jesner with respect to foreign corporations. You'd be sort of cutting out another -- another sort of paradigmatic case that has arisen and is still arising after --after the -- after this Court's previous cases.

Neil Gorsuch:Yeah. Thank you.

John G. Roberts, Jr.:Justice Kavanaugh?

Brett M. Kavanaugh:In Footnote 21 of Sosa, the Court said, "there's a strong argument that federal courts should give serious weight to the executive branch's view of the case's impact on foreign policy." And when I was on the court of appeals, I took that seriously in terms of executive branch statements. In your --from your perspective, are lower courts sufficiently paying attention to executive branch statements, as dictated by Footnote 21?

Curtis E. Gannon:Well, I think that in the early to mid-2000s, we filed statements in individual cases, and in some of this Court's cases, we filed -- we made statements in briefs that this particular case presents foreign policy concerns. We said that in Jesner. We said that the Jordanian government was concerned about it. They filed their own amicus brief. This Court took those concerns seriously, but it also went beyond that to say that it was concerned about the -- the threat posed by the general category.

Curtis E. Gannon:And with respect to the lower courts, I would say that I'm not aware of recent cases where we've -- we've filed what I would call a case-specific concern that has been disregarded by the lower courts. In this case, we -- we didn't file individual statements. There was -- there was another Falun Gong case that -- that initiated -- was initiated in the early 2000s where I think, even before Sosa, the State Department filed a letter expressing its concerns about -- about the potential interference.

Curtis E. Gannon:But, as I --as I've been saying, we think that at step 2 of Sosa, you don't need to approach that with -- with only case-specific concerns in mind. And -- and I wouldn't think lower courts did either, would need to either. And that's why they could have -- the Ninth Circuit here, I think, should have recognized that we've been concerned about aiding and abetting as a category whether or not we've objected to foreign policy concerns presented by the allegations in this case.

Curtis E. Gannon:But, of course, this case still does require plaintiffs to prove, and they admit that they're going to be proving, that -- that the primary violations happened in China --

Brett M. Kavanaugh:Oh, just --

Curtis E. Gannon:-- at the hands of the Chinese government.

Brett M. Kavanaugh:I got that part. And that --that also distinguishes -- the executive branch statement of interest in civil cases also explains why, when you bring a criminal prosecution, the executive branch is controlling that decision.

Curtis E. Gannon:That's -- yes --

Brett M. Kavanaugh:So --

Curtis E. Gannon:--the federal criminal prosecution that applies extraterritorially --

Brett M. Kavanaugh:Yes.

Curtis E. Gannon:-- which is -- is the -- is what Congress enacted in order to implement Article 4 of the Convention Against Torture.

Brett M. Kavanaugh:Can you just spell out generically what are the foreign policy concerns in some of these cases --

Curtis E. Gannon:I --I -- I mean --

Brett M. Kavanaugh:-- in a little more detail instead of kind of the bumper sticker? What --

Curtis E. Gannon:Well, I mean, they -- they --they can be different, but they almost always are alleging very serious human rights violations that happened in a foreign country, either because the foreign country was participating in it, its officials were participating in it, they were supposedly looking the other way, they are not providing adequate redress for people that are there, and, therefore, they have to come to U.S. courts in order to vindicate them. In the South Africa cases, we expressed concern --

Brett M. Kavanaugh:But how does that harm the United States because -- to allow proof of this human rights violation by foreign s or foreign governments?

Curtis E. Gannon:Well, I -- I -- I mean --

Brett M. Kavanaugh:Because I think that's what you're saying.

Curtis E. Gannon:I --I am saying that, by definition, foreign countries are often concerned about the fact that these lawsuits are being litigated here. And I was mentioning the South Africa cases in the 2000s, and in American Isuzu, where we filed an amicus brief about aiding-and-abetting liability, the South African government expressed concerns that having these cases litigated in the United States about apartheid and -- and grievous things that happened under apartheid was inconsistent with the Truth and Reconciliation Commission.

Curtis E. Gannon:They had their own process that they wanted to operate, and they thought that having plaintiffs' lawyers making their cases involving 50 large corporations about all sorts of things that had happened over decades to lots of people in South Africa, that U.S. courts weren't the appropriate forum to be hashing that out. And in --in the Arab Bank case, Jesner, Jordan was concerned about the threat posed to a mainstay of its economy. There are all sorts of ways in which these lawsuits can threaten the -- the relationship that we have, the bilateral relationship we've had --we have with these countries.

Curtis E. Gannon:And in -- I -- I understand my friends on the other side to say -- there's an amicus brief that says that you should internalize all of these costs. The corporations should have to pay for this. But, frankly, that's a policy judgment that should be made by Congress. And --and to the -- to the extent that the executive branch can bring criminal prosecutions when it wants to, when it thinks that that's appropriate, can file individual case-specific objections if it needs to, and Congress can provide for specific causes of action, as it did with the TVPA, where it has already said, you know, we're going to -- we're going to take the costs associated with allowing Filartiga to be litigated, where, you know, a Paraguayan governmental official who tortured somebody to -- is alleged to have been tortured somebody to death is going to be held liable in a U.S. court for those actions.

Curtis E. Gannon:Congress said that it wanted that action against the perpetrator to be available, but we've continually said that we think that it shouldn't be expanded to aiders and abetters.

Brett M. Kavanaugh:On that last point about Congress, this is my last question, and this is picking up on the Chief Justice's and Justice Gorsuch's question. By leaving the door somewhat ajar but never quite getting there, we've maybe misled Congress into thinking: Oh, we don't need to do anything about these human rights things, the courts are taking care of it. And -- and I'm concerned at a separation of powers level that we're not really allowing suits to go forward, but Congress thinks we are because of a lack of clarity in our case law.

Brett M. Kavanaugh:And I just --that's just an observation I have after 20 years of dealing with these cases, and I'm -- I just want to get your reaction to it.

Curtis E. Gannon:Well, I -- I mean, I'm -- I'm hesitant to -- to try to figure out exactly when Congress is incentivized to act and when it isn't incentivized to act in terms of the dialogue between the branches, but we do think that this is a legislative decision that they should make and that in the Antiterrorism Act, the Court --the Congress responded and said that we're going to acknowledge aiding -and-abetting liability for -- for -- for acts of terrorism by foreign terrorist organizations.

Curtis E. Gannon:And -- and so that's something where Congress is aware. I -- I take the point that to the extent that the door is open, Congress doesn't have a clear incentive to go through and start saying this is the one that we think ought to be codified, as it did with the TVPA after Filartiga and Tel-Oren.

Brett M. Kavanaugh:And people put their resources into a court suit rather than lobbying Congress, arguably. But I'll leave it there. Thanks.

John G. Roberts, Jr.:Justice Barrett, if I could just pause for a moment. I -- I've been notified that there will be a fly-over of four planes at 11:22, and I just want to announce that so people aren't alarmed. We're told the noise might be -- might be big. I don't know why they didn't check with me, but -- (Laughter.) Justice Barrett?

Amy Coney Barrett:Well, Mr. Gannon, I'll try to get my question out quickly before the ruckus comes.

Curtis E. Gannon:More dialogue between the branches.

Amy Coney Barrett:Mr. Shanmugam said that there were several cases pending in the lower courts or maybe -- maybe one about civil conspiracy and that sort of secondary liability. Has the United States taken a position in those cases?

Curtis E. Gannon:No. I think -- I think my friend was talking about a Fourth Circuit decision. We were actually a third-party defendant in that case, and we didn't address those issues in that case, and we haven't taken a position about conspiracy there.

Amy Coney Barrett:Do you have one here?

Curtis E. Gannon:No.

Amy Coney Barrett:Okay.

Curtis E. Gannon:I think that -- that the --the aiding-and-abetting analysis, we think, under Central Bank of Denver makes this an easier case, and the foreign policy concerns that require the primary violation to be happening abroad in the vast majority of these cases, I think, make it easy to say that -- that they still present foreign policy concerns in a way that it's possible that the conspiracy analysis would be different. I'm not sure. We -- we just haven't engaged in that analysis yet.

Amy Coney Barrett:Thank you.

John G. Roberts, Jr.:Justice Jackson?

Ketanji Brown Jackson:So I guess I'm still struggling with why the concerns that you've raised aren't best addressed on a case-by-case basis. I understand that you'd like to do this categorically, but it seems to me that you've mentioned other circumstances, other cases where these claims have been raised and the foreign nation has filed a brief and the government has filed a statement that actually talks about the foreign policy concerns with respect to that particular case.

Ketanji Brown Jackson:So why isn't that the better way to address Sosa step 2 and the concerns that the United States is talking about?

Curtis E. Gannon:Well, I mean, I --I would say that Kiobel and Jesner basically rejected and even -- and even --

Ketanji Brown Jackson:In a different context.

Curtis E. Gannon:--and even meet a middle version of that.

Ketanji Brown Jackson:In a --in --I understand. But they were -- they were looking at a different issue. They --and here's the -- the real basis of my concern, is the language of the ATS itself and the extent to which Congress has now said that district courts shall have original jurisdiction of any civil action by an alien for a tort only committed in violation of the law of nations or a treaty of the United States. You keep suggesting that this is about the Court expanding ATS or the Court implying a private right of action.

Ketanji Brown Jackson:This is pretty clear language that Congress does want civil actions by aliens for torts only committed in violation of the nation --law of nations to be permitted. So I'm worried that your categorical take off the table is actually narrowing the statute in a way that is inconsistent with Congress's intent because aiding-and-abetting liability --I mean, do you dispute that aiding -and-abetting liability was widely recognized as part of the law of nations at -- at -- at around the time of the founding? I mean, this is not a new thing that we're coming up with.

Ketanji Brown Jackson:That aiding-and-abetting liability was a part of the law of nations, right, or is?

Curtis E. Gannon:I --I -- I wouldn't -- I wouldn't quite agree with that. And I think that as --as my -- my friend pointed out, even when Congress went to codify aiding -and-abetting liability at the criminal level for the original three torts, it only did so with respect to piracy. And I think that --

Ketanji Brown Jackson:No, I understand. But --but I'm just -- I'm going back to the original language of the statute. What did Congress mean to authorize here? And you're asking us as a categorical matter to take aiding and abetting out. I could see that if aiding and abetting was something that was not a part of the law of nations, it would be that we were just adding it. I could see that if the Congress hadn't said torts only under the law of nations. I mean, the statute is looking at a particular kind of claim and authorizing it.

Ketanji Brown Jackson:And now you say as a categorical matter the Court should be taking that off the table.

Curtis E. Gannon:I mean --

Ketanji Brown Jackson:I could appreciate in particular cases where having this particular person bring this particular claim against a corporation is going to raise significant foreign policy issues, but the U.S. hasn't filed such a statement in this case, correct?

Curtis E. Gannon:It's correct that we haven't filed a statement in this case.

Ketanji Brown Jackson:And is it the position of the U.S. that this particular claim is going to create a foreign policy problem?

Curtis E. Gannon:We -- we haven't taken that position because we don't think that we need to. And we think that the Court has --

Ketanji Brown Jackson:No. That's just because you're interpreting the statute that way.

Curtis E. Gannon:No. It's --

Ketanji Brown Jackson:If I said to you, you need to. My question is, in this case, do we have the kind of foreign policy issue that you say justifies taking this off the table categorically?

Curtis E. Gannon:Potentially, yes, this is going to require these torts to be proved, the primary violations about what Chinese officials did in China needs to be proved in a U.S. court, and that's necessarily going to create sensitivities --

Ketanji Brown Jackson:Not necessarily.

Curtis E. Gannon:-- in our relationship with China, and --

Ketanji Brown Jackson:Okay. But -- but -- but what I'm saying is we could imagine a world in which China says we don't care what you all do and in which the United States has not made a statement about its actual impact in this case, and that is weighed against a statute that appears to be allowing these folks to bring this kind of claim. And so I --I -- I'm just --I'm nervous about the categorical nature of this because I think the United States can protect its interests if it does make a statement that this particular claim is a problem, but to say never can a corporation be sued for aiding and abetting even serious human rights violations -- first of all, the aiding and abetting is not doing the work there in terms of the foreign policy problem.

Ketanji Brown Jackson:What's doing the work, as you've said repeatedly, is the underlying claim against the foreign government. And so you could imagine a world in which some foreign government says, I don't care if Cisco is being sued about this. Even if Cisco presents a bunch of -- or excuse me, the plaintiffs present a bunch of information about the underlying torture, what difference does it make? They can't do anything to me. I don't care if that's going on. So why would Cisco be absolved and the plaintiffs here not get a remedy on the basis of some speculation about a foreign policy concern that the United States is not even willing to say in writing right now would actually occur?

Curtis E. Gannon:Sometimes having to take a position about an individual case has its own foreign policy consequences. And I wouldn't say that we need both governments to actually come and -- and have negotiations in front of a district court with declarations about what is the threat posed by this particular case. But stepping back, we made a version of this argument in Jesner about corporate liability, and we said that corporate liability was something that was recognized at the founding and, therefore, you shouldn't rule it out categorically.

Curtis E. Gannon:And this Court rejected that argument. And so -- and -- and I think that that is consistent with -- with the caution in Sosa, it is consistent with the categorical way that the Court approached questions like extraterritorial application and -- and corporate liability in Kiobel and Jesner to say that we're not treating these at a granular case-by-case level. And we also have, in addition to the foreign policy concerns, we have the Central Bank of Denver presumption that Congress, from the beginning, has distinguished between aiding and abetting for criminal liability purposes and civil liability purposes.

Ketanji Brown Jackson:Thank you.

Curtis E. Gannon:And that's a general rule that we think applies.

John G. Roberts, Jr.:Thank you, counsel. Mr. Hoffman.

Paul L. Hoffman:Mr. Chief Justice, and may it please the Court: This case is about the systematic persecution of a religious minority by Chinese authorities and Cisco's partnership in that persecution. Each of the plaintiffs were tortured or killed by Chinese authorities because of their religious beliefs. Cisco provided substantial assistance to this persecution from U.S. territory by providing a customized surveillance system designed to identify Falun Gong believers to Chinese authorities for detention and forced conversion through torture and other barbaric treatment.

Paul L. Hoffman:Under Petitioners' theory, Cisco cannot be held responsible for aiding and abetting these violations no matter how substantial and direct their contributions were. Under Cisco's theory, even the corporate actors who provided the poison gas for Nazi crematoria would not be liable under either the ATS or the TVPA. There's no basis in international law or these statutes under either the ATS or the TVPA for such an absurd result. The First Congress passed the ATS to -- to fulfill this nation's obligation to enforce the law of nations.

Paul L. Hoffman:Then, as now, aiding and abetting law of nations violations is itself a law of nations violation, meeting the Sosa test. There are no categorical reasons for excluding aiding -and-abetting liability from the ATS. If any particular case raises foreign relations or other issues, the federal courts have many tools to address those issues on a case-by-case basis. Nor is there any basis to deny aiding -and-abetting liability under the TVPA. Congress intended the TVPA to supplement the ATS for torture and extrajudicial killing claims.

Paul L. Hoffman:Cisco subjected Falun Gong believers to torture and extrajudicial killing by identifying them and delivering them to their torturers. Such conduct has violated international law at least since Nuremberg. This Court should not give the green light to U.S. corporations acting from the United States to help foreign governments commit torture or extrajudicial killing. I welcome the Court's questions.

Clarence Thomas:Mr. Hoffman, how available was --were -- or common was aiding -and-abetting liability in tort cases in 1789?

Paul L. Hoffman:Well, according to the historians' amicus brief and, if, Justice Thomas, you recall, in Sosa, this Court relied very heavily on the same historians and their analysis, the historians say that civil -- civil aiding-and-abetting liability was very much available in the common law, but, more importantly for this case, that aiding -and-abetting liability or accessorial liability was available for law of nations violations, including the -- the three that this Court identified in Sosa.

Paul L. Hoffman:But there were other law of nations violations. Even in Blackstone, there were other law of nations violations at the time. If you look at the Bradford opinion, for example, they were talking about violations of neutrality, aiding and abetting pillage. It was not -- at the time, the law of nations violations were not limited to those three. Nor is the -- the language of the statute. The statute says that --that aliens can bring a case for a tort only committed in violation of the law of nations.

Paul L. Hoffman:It doesn't say in violation of safe conducts or -- or piracy or the norms that exist in 1789. It says to --to enforce the law of nations by means of a tort action. And I think the significance of what this Court did in Sosa, which really did reject a lot of the arguments that -- that are being made, I think, by the other side, was to say that based on the history, Justice Souter's opinion for six members of this Court said that the door was not closed, that -- that --that the federal courts had not lost their ability to -- to handle tort actions for violations of the law of nations.

Paul L. Hoffman:And Congress has never done anything since 1789 --

Elena Kagan:Mr. Hoffman?

Paul L. Hoffman:--to take away that mission.

Elena Kagan:I mean, if we just limit ourselves now to 1789, the Blackstone Three, plus any more that might have existed then, is it so clear to you that aiding and abetting functioned the same way and was recognized to the same extent with respect to all of those causes of action? I thought Judge Bumatay made a pretty good case that, in fact, this -- it kind of was norm by norm, that the evidence for aiding and -- aiding-and-abetting liability was much stronger with respect to piracy than it was with respect to ambassadorial violations and then maybe even a step down with respect to the safe conduct violations.

Elena Kagan:So why shouldn't we think of this as whatever the norms are, whether it's the Blackstone Three, whether it's other norms that would have been recognized in 1789, or, as you think, whether we can go beyond the 1789 norms, whatever the case, that aiding -and -abetting liability should be thought of norm by norm rather than all in a sweep?

Paul L. Hoffman:Well, I -- I think, from --from -- I don't -- I don't think we have an objection to that. I think the -- the issue for us -- I mean, first of all, we've been criticized for asking for a categorical rule. The lower courts have --

Elena Kagan:Everybody's doing categorical rules --

Paul L. Hoffman:We're -- we're -- we're --

Elena Kagan:-- on both sides here. So you're no less than Petitioners.

Paul L. Hoffman:My only point is that the lower courts have all accepted aiding -and-abetting liability. We've been litigating aiding-and-abetting cases for the last 30 years. No court has said so far at the circuit court level that there isn't aiding -and-abetting liability, and they've done that based on their analysis of customary international law. With respect to the particular norms, we're happy under the ATS to accept what the scope of the law of nations violation is because that was the point of it.

Paul L. Hoffman:The point of it for -- for the founders was, if -- if there was a violation of the law of nations, this Court was opening its courts, its new federal courts, to handle those cases in tort. And that -- that -- that satisfied our obligation under international law as a new member of the international community to -- to say that to the international community. We will do that. And it also helped to handle situations where the United States would have been responsible if they had not -- if we had not acted.

Paul L. Hoffman:Marbois is a perfect example of that, the Marbois incident, where the Continental Congress had no means at that point and -- and was left to the courts in Pennsylvania to litigate that case. Marbois was on their minds. And as Justice Souter said --

Neil Gorsuch:So on -- so on --on that, Mr. Hoffman --

Paul L. Hoffman:Yes.

Neil Gorsuch:-- Sosa recognized that --that and said, you know, there's -- undoubtedly, the ATS was there to create jurisdiction in federal courts to hear cases. Whether it created a cause of action was more ambiguous.

Paul L. Hoffman:Well, I think what --

Neil Gorsuch:If I might just --

Paul L. Hoffman:Sorry.

Neil Gorsuch:That's all right. It's all right. But let me just spit it all out.

Paul L. Hoffman:Yes.

Neil Gorsuch:And then you can have at it.

Paul L. Hoffman:Okay. (Laughter.)

Neil Gorsuch:But Sosa was willing to spot that there might be three causes of action but recognized, really, the job for creating causes of action, because of foreign policy concerns, as sympathetic as this case -- particular case certainly is, that the responsibility for creating causes of action generally lies not with judges but with Congress, and it said, well, there -- we know there are these three that we had -- they had in mind, but we just don't know about anything else and -- and we should be really skeptical. And -- and then, in Jesner, we said, in light of the foreign policy and separation of powers concerns inherent in ATS litigation, there is an argument that a proper application of Sosa would preclude courts from ever recognizing any new causes of action under the ATS.

Neil Gorsuch:And I guess I -- I just want to throw back to you Justice Kavanaugh's questions, which are, if all that's true, and that's our law, are we kind of creating a mousetrap for -- for -- for plaintiffs in cases like this where you come and you bring -- you bring something that expands beyond the three in some way, shape, or form; every time, you lose? And are we -- are we masquerading as to where the real responsibility and where --where your efforts belong? Do they belong in the courts or maybe across the street?

Paul L. Hoffman:Well, we've done both. Justice Kavanaugh asked about whether there are only six. I've been involved personally in more cases than six where we've gotten judgments. I would also point out that the Alien Tort Statute was used in the German slave labor cases, the Swiss bank cases, in which over $7 billion of --

Neil Gorsuch:I don't doubt there are legitimate applications.

Paul L. Hoffman:Well --

Neil Gorsuch:The question is whether to expand it. And -- and --

Paul L. Hoffman:Well --

Neil Gorsuch:-- and -- and I'm not sure that's responsive to the question.

Paul L. Hoffman:-- I guess what I'm saying is that since Sosa -- before and since Sosa, the courts have recognized certain limited numbers of human rights norms. And Sosa itself recognized that what the modern law of nations was was international human rights law.

Neil Gorsuch:But this Court's never actually gone beyond the three.

Paul L. Hoffman:But you've never -- you've never considered beyond the three.

Neil Gorsuch:Well, we've had Jesner, we've had Kiobel --

Paul L. Hoffman:Well, but -- but --

Neil Gorsuch:-- we've had Nestle --

Paul L. Hoffman:-- I think --

Neil Gorsuch:-- you know, just since -- I mean, that's just in the last decade or so.

Paul L. Hoffman:And can I respond on those, I think? The -- the --the Kiobel, Jesner, Nestle series of cases was not about either Sosa -- was about Sosa step 2 and Jesner. It was never about Sosa step 1. No one ever talked about the underlying norms. What --what those cases involved in the background was an issue about foreign-cubed cases generally speaking. Kiobel was a foreign-cube case. What I mean by that is foreign plaintiffs, foreign defendants, actions taking entire --taking place entirely outside the United States.

Paul L. Hoffman:And I think that one of the arguments in Kiobel, for example, the U.K. and Netherlands filed a brief that said you should not be sitting in judgment in ATS cases over the conduct of our corporations outside the United States, right? And that's, in fact, what happened in -- in the Footnote 21 in the apartheid cases. The South African government was complaining because three of its corporations were being sued. As soon as those were dismissed, the -- the South African government filed something with the Court saying we don't have any problem with you, you know, considering the liability of your own corporations.

Paul L. Hoffman:That's exactly what the British and the Dutch said in -- in -- in Kiobel. If -- if you want to apply the law of nations to your citizens, which is actually what the Alien Tort Statute was meant to do to begin with, that's fine. But, if you try to apply it extraterritorially, then you run into some international law questions of your own about your own jurisdiction to do that. And so I think you -- and --and Jesner -- Jesner is a good example --

Neil Gorsuch:Are -- are you saying there are no foreign policy implications in this case that are -- that might be weighed by policymakers rather than by judges?

Paul L. Hoffman:Well, I think, first of all, you heard from my --

Neil Gorsuch:I mean, I don't think that's -- I mean, that would be hard to say, right?

Paul L. Hoffman:The -- the --the government has never --the United States Government, nor the Chinese government, has ever raised any objection in these cases ever.

Neil Gorsuch:Well, we have the United -- we have the United States Government here before us, Mr. Hoffman.

Paul L. Hoffman:But they haven't raised one case-specific foreign policy problem.

Neil Gorsuch:Well, the --

Paul L. Hoffman:What they've said is they don't like the --

Neil Gorsuch:So you don't think -- okay. So you don't think there are any foreign policy implications that maybe belong to policymakers rather than judges?

Paul L. Hoffman:Well, I think -- I think what --I think the founders, in passing the Alien Tort Statute, understood very well that handling law of nations issues raises some foreign policy-related questions. And I would also say that those questions were much more extreme and much more fraught in 1789 than they are in 2026. In --the Bradford case is a perfect example. In that case, Attorney General Bradford said to the -- to the -- the British plaintiffs or claimants: You have a -- you have -- I have no doubt that there's a --there's a claim that you can bring under the Alien Tort Statute for what happened in Sierra Leone in the middle of a war between France and England.

Paul L. Hoffman:And so what the founders understood was that the way to handle that was not to ignore the fact that there are problems here, no matter how we decide this case, there's going to be foreign policy issues, either France is going to be unhappy with us or England's going to be unhappy with us. Their answer to that -- and it's an answer that's --that's -- hasn't changed yet, is you apply the rule of law. You decide the law of nations decision. In all the pirate cases --

Amy Coney Barrett:Mr. Hoffman, can I --

Elena Kagan:When, though --

Amy Coney Barrett:-- can I ask you a question?

Paul L. Hoffman:Yes.

Amy Coney Barrett:I want to ask you a version of the question that the Chief Justice asked Mr. Gannon, and that has to do with the puzzle of this case, which is the post-Erie world when the Alien Tort Statute was enacted in the pre-Erie world. So we have a jurisdictional statute that presupposes the ability of federal courts to recognize common law actions that come from the general law. At the time, I mean, so I think this is the rationale for recognizing those that were recognized by courts at the time the ATS was enacted, at the time, you know, there were these, you know, the Blackstone Three and maybe, you know, something else.

Amy Coney Barrett:But, since then, you know, we've said, courts, don't do that anymore. And that's partly a function of Erie. That's partly a function of our recent line of cases talking about the separation of powers and this being Congress's job. So, if the ATS is a jurisdictional statute that presupposes jurisdiction over causes of action that at the time we recognized courts had the power to recognize, what do we make of that now that it's a jurisdictional statute giving federal courts jurisdiction over something that we say courts generally lack the power to do?

Paul L. Hoffman:Well, first of all, I think that if the --if Congress gives you the power to do that, then you have the power to do that. In other words, if --

Amy Coney Barrett:So are you saying the ATS is a grant of authority and not just a jurisdictional statute?

Paul L. Hoffman:I -- I -- I do take it as a grant of authority and I think that's what Sosa said. Sosa said that notwithstanding the exact point that you made about Erie, because they discussed Erie. They discussed all of -- they discussed Bivens. They discussed a different attitude towards implied rights of action and -- and the authority of -- of -- of the courts to do that. I think what Sosa said almost in so many words is that the federal courts have not lost their -- their capacity to handle tort cases for violations of the law of nations.

Paul L. Hoffman:And that's what --that's what this statute says the courts can do. And it was not merely a jurisdictional statute in the way we understand it in the sense that you have to wait for further --

Amy Coney Barrett:But Sosa didn't extend beyond the Blackstone Three.

Paul L. Hoffman:Well, but -- but it -- it did in the sense that -- it didn't -- it -- it --it didn't find that the particular claim in Sosa was valid under its test, right, what Sosa said. And, actually, Sosa cited to Filartiga and Marcos and human rights cases as being the kinds of cases that would be subject to future claims. I don't --I think there's no doubt reading that opinion that torture and extrajudicial killing and -- and disappearance, the claims that were --that were litigated in Marcos to judgment would be among the claims that would -- would fit the historical paradigm test, that they clearly are supported by the same level of evidence and the same definiteness and the same acceptance internationally as the -- as the torts that the founders were talking about.

Paul L. Hoffman:And so I -- I don't think there's any way to read Sosa without understanding it as being the --giving the ability for courts to do what they have done since, right, in terms of recognizing at least certain torts.

Brett M. Kavanaugh:Mr. Hoffman, can I follow up on Justice Gorsuch's question and your --

Paul L. Hoffman:Sure.

Brett M. Kavanaugh:-- point about the foreign-cubed cases?

Paul L. Hoffman:Yes.

Brett M. Kavanaugh:It seems to me what the government is saying -- and I just want to get your reaction to it -- is that aiding -and-abetting liability presents the same concerns as what you described as the foreign-cube cases because it's necessarily going to require proof or get into the actions of foreign officials against foreign citizens in foreign countries. Can you respond to that?

Paul L. Hoffman:Yes. I mean, two points I would like to make. One is that the reason that the Jesner Court, at least on the face of it, had a categorical rule about foreign corporations was a long history of actual conflict, right? I mean, we had many protests. They were all cases that didn't really have much of a connection to the United States. In Kiobel, it was the existence of a shareholder office in New York. That was the basis for jurisdiction. Everything else was outside the country.

Paul L. Hoffman:And so that's the -- I think that level of evidence might support a categorical rule, but, generally, I think, Sosa step 2 is talking about particular issues. And I think as --

Brett M. Kavanaugh:But just on -- sorry, if I can --

Paul L. Hoffman:Yes.

Brett M. Kavanaugh:-- focus my concern. My --the -- the government raised the point that aiding and abetting will present the same kinds or very close to the foreign-cubed cases. If you just have a specific response to that.

Paul L. Hoffman:But -- but the real difference to that is that -- and this case is a good example of that -- we are talking in this case about the actions of a United States citizen, right, that has committed actions on U.S. territory that have --that have --that have led to the harms that are covered by this statute. What --what the government is saying, basically, would wipe out all international human rights cases or pretty much most of them, right, because all of them have to do with that.

Paul L. Hoffman:And so what they're saying is that if -- if it's -- if the case involves human rights violations by someone outside the United States, well, then that raises foreign policy issues. I think Congress has pretty conclusively rejected that argument. In the Torture Victim Protection Act, not only do they allow for these kind of cases, they specifically make it extraterritorial and they cover the human rights violations committed by foreign officials on their territory.

Brett M. Kavanaugh:On --on the TVPA, what do you make of the fact that aiding and abetting's not part of the TVPA?

Paul L. Hoffman:Well, I think it is. I mean, I think that what -- what --

Brett M. Kavanaugh:Well, it's not explicit, and Central --

Paul L. Hoffman:No, and there is --

Brett M. Kavanaugh:-- and Central -- Central Bank says that's a problem. So just get your response to that.

Paul L. Hoffman:Well, I guess the -- the question is what Central Bank means, right? In Central Bank itself, the Court was rejecting a presumption in favor of aiding -and -abetting liability and rejecting it. It wasn't creating a presumption against aiding-and-abetting liability. I think what -- what the analysis in Central Bank was they went through the text, the statutory context, the fact that in other securities laws, explicit causes of action did not include aiding-and-abetting liability. So, if you do -- what our position is, is that Central Bank says you look at the text, the statutory context, the legislative history if it's appropriate to look at that, and -- and that gets you your answer.

Paul L. Hoffman:And the real issue is, what was -- what is congressional intent? Now, in the Senate report, the Senate report says liability will extend to those who ordered, abetted, or assisted torture. You can't get any plainer than that from -- from Congress. They didn't know about Central Bank in -- in 1992 because Central Bank wasn't decided until 1995.

Elena Kagan:I'm a little bit confused. Are you saying that the TVPA language itself includes aiding and abetting, or are you saying that aiding and abetting functions on top of the TVPA language?

Paul L. Hoffman:Well, what -- what our -- what our position is -- Section 2 of the TVPA says that an individual who subjects another person to torture is liable under the TVPA. Our position is that "subjects," under the ordinary meaning of the term "subjects," applies -- first of all, applies to our case, right? Our case is a case that fits the -- the Nuremberg legal model, right, which is identifying people for their persecution and torture. The -- the Einsatzgruppen case is exactly that case, where the defendant came up with lists of communists for killing, right? In this case, what -- what Cisco did was create this elaborate surveillance system to find Falun Gong members so that they could be detained -- detained and tortured.

Elena Kagan:I guess what I don't understand is, when -- when you look at this language, "subjects to torture" --

Paul L. Hoffman:Yes.

Elena Kagan:-- do you think that the defendants just fit that language, or do you think that there's an extra step necessary that has to do with aiding and -- and abetting liability to get to that result?

Paul L. Hoffman:Well, we don't think there's -- number one, we do think that the language of the statute applies to the allegations in this case as to this defendant. So we think the TVPA on its terms, based on its text, applies. We also think more broadly that aiding -- that aiders and abetters, under international law, particularly with respect to torture and extrajudicial killing, are people who knowingly provide assistance that has a substantial effect on the commission of the crime.

Paul L. Hoffman:We think that language fits within the term "subjects." And so we would say that at least with respect for torture and extrajudicial killing, because that's all that's involved in the TVPA, that that language includes the international idea of aiders and abetters. And we think that's exactly what Congress had in mind, that's what the legislative history indicates, and -- and there's nothing to indicate that -- and -- and even the other side agrees that "subjects" means something more than the direct torture, right, because they agree that command responsibility is in there.

Paul L. Hoffman:And command responsibility, it's an international doctrine, just like aiding -and-abetting liability. Aiding -and-abetting liability is as established as command responsibility. And command responsibility doesn't have as close a connection or as -- as difficult requirements for liability as aiding and abetting does. And for command responsibility, you have to know or should have known. You don't have to have ordered anything. What you have to -- have to have some knowledge that people who are in the chain of --of your command are committing violations, and you don't do enough about it --

Samuel A. Alito, Jr.:Back to the --

Paul L. Hoffman:--or you don't do anything about it, and --

Samuel A. Alito, Jr.:Back -- I'm sorry.

Paul L. Hoffman:Sorry.

Samuel A. Alito, Jr.:Do you want to finish? Back to the ATS and --

Paul L. Hoffman:Yes.

Samuel A. Alito, Jr.:-- the relationship between suits under that statute and the foreign policy interests of the United States, suppose that the United States files a statement that says, on balance, we think that this lawsuit is inconsistent with -- is not in the best interests of the United States' foreign policy. Is that the end of the matter?

Paul L. Hoffman:I don't know if it's the end of the matter, but I think that the courts have treated U.S. statements of interest in these cases as -- as --giving them great weight, which is what I think this Court has said they're supposed to get. And --and I think they would be given great weight. I -- I've been involved in cases where the case has been --

Samuel A. Alito, Jr.:What does it mean to give it great weight? Does that mean the court says, well, okay, that's too conclusory; now explain exactly why?

Paul L. Hoffman:I think the court has within its discretion to say that your statement is too conclusory. And -- and -- and if -- if the statement is the reason we think there are foreign policy problems is that we don't like the way the courts have interpreted the Alien Tort Statute, I don't think that's an appropriate foreign policy point. I think what they'd have to say, as -- as they did -- as the --

Samuel A. Alito, Jr.:You want the --do you want a district judge to say, in my judgment, you do not have a sound basis for concluding that this would be contrary to the best interests of the United States' foreign policy?

Paul L. Hoffman:I think there's going to be very limited -- very limited circumstances where a district court judge could say that. I think, if -- if --if, in fact --

Samuel A. Alito, Jr.:Okay. I --I understand the position. You've been making two arguments that are not necessarily consistent regarding the meaning of the ATS, and one has to do with the original meaning, the original understanding of the statute. One has to do with Sosa. Which one is it?

Paul L. Hoffman:Well, I think what --I think what Sosa did was interpret the meaning of the Alien Tort Statute for the modern law of nations. I think that's what Sosa did. I think what it --what -- what it tried to do --

Samuel A. Alito, Jr.:So that's not the original meaning.

Paul L. Hoffman:Well, I think what -- Sosa interpreted it as the original, at least parts of it as the original meaning, one of them being that no further action by Congress was necessary for the courts to entertain claims for torts committed in violation of the law of nations.

Samuel A. Alito, Jr.:Well, it's arguably inconsistent with the original understanding for at least two reasons. One has to do with the way the role of federal courts was understood before Erie. The other is something that Mr. Gannon referred to, which was the understanding of the nature of the law of nations at the end of the 18th century. Was it the same as it is today?

Paul L. Hoffman:I think the law of nations has evolved. I think it's now commonly understood to be customary international law. That's what we call it. I think that the mechanism of the creation of customary international law has somewhat changed in terms of the more -- multilateral treaties and that kind of thing. But I think it's the same law of nations. I don't think it's a different law of nations. I -- I don't think that it has changed to the point where it is not the same thing that the founders were talking about.

Samuel A. Alito, Jr.:Do you think that the understanding of public international law today is the same as the understanding of the -- the great international law treatise writers of the late --that were influential at the end of the 18th century? Is it consistent with Grotius and consistent with Vatell?

Paul L. Hoffman:Well, I think, actually, the -- the -- our interpretation or this Court's interpretation, really, in Sosa was based on the obligations of Vatell, for example, which focused on our obligation to -- to police our own citizens' conduct, for example, or things that happened within the U.S. territory that violated the law of nations or not to give safe haven for people that came for --

Samuel A. Alito, Jr.:Well, it -- it was as to the torts that Blackstone singled out and maybe as to some others, but as to human rights violations committed by foreign nations with respect to their own people on their own territory, was that considered to be within the scope of the law of nations at that time?

Paul L. Hoffman:No. No --

Samuel A. Alito, Jr.:Thank you.

Paul L. Hoffman:-- it's clear that -- that international law has changed. And -- and as Sosa recognized, the modern law of nations concerns itself with precisely those questions.

Ketanji Brown Jackson:Mr. --

Paul L. Hoffman:That's the whole basis for Filartiga. That's the -- that's what the Congress said should continue when it passed the Torture Victim Protection Act. It -- in order to enforce at least two of those norms, but saying at the same time that the Alien Tort Statute performs many important functions and should continue and -- and -- and endorsing the Filartiga view of what the Alien Tort Statute should be used for.

Ketanji Brown Jackson:Mr. Hoffman, can I just take you back to something you explored with Justice Kavanaugh, which is whether or not aiding -and-abetting liability presents the same concerns as the foreign-cubed cases? And I've been puzzling over that, and I think the government's view assumes that it would because the litigation involving aiding and abetting would necessarily call into question the underlying violation by the foreign country. You would have evidence about the actual torture, et cetera.

Ketanji Brown Jackson:And I guess what I'm wondering is whether that's necessarily the case. You suggest that the claim at issue here really is about what Cisco did --

Paul L. Hoffman:Right.

Ketanji Brown Jackson:-- about Cisco's acts here in the United States with the creation of this software and the extent to which it did so under China's direction and to facilitate whatever it was that China was doing. So I suppose you could have a world in which Cisco even concedes for the purpose of litigation that those things happened in China and the whole litigation is really just about its own participation. And in that case, would it raise the foreign policy concerns that the United States is talking about?

Paul L. Hoffman:We don't think so. And we also think that aiding and abetting as a concept doesn't necessarily implicate foreign policy at all. And, for example, say the Iranian regime is overthrown and it turns out that an American company helped the Iranian regime identify protestors so that they could be executed summarily, and the -- and the -- the parents of those teenagers that were executed come to this country and say that that corporation killed our -- helped kill our children.

Paul L. Hoffman:Would we really say that they don't have a claim here because of foreign policy? There's no foreign policy implication. It's completely consistent with U.S. policy. And, in fact, in this case, the United States Government has condemned all the things that we have said about what the Chinese government does to the Falun Gong, every single one of them.

Ketanji Brown Jackson:Thank you.

John G. Roberts, Jr.:Thank you, counsel. Justice Thomas?

Clarence Thomas:When we had Central Bank appear, the point -- of course, that is a securities case, but it makes the point that there was no general background common law rule as to aiding and abetting -- aiding and abetting in tort cases. If that is the case, how does that affect aiding and abetting in 1789 on the three categories that we indicated in Sosa?

Paul L. Hoffman:Well, the -- the -- what I would say to that is that as your decision in Twitter laid out in terms of the long history of aiding and abetting in criminal -- the criminal context, there's an equally long history of accessorial liability and aiding -and-abetting liability in the context of the law of nations, which, from our standpoint, in terms of enforcing this statute is different from anything that existed in terms of civil aiding -and-abetting liability. What we're saying is that Congress said that we could have a tort action if we had a violation of the law of nations.

Paul L. Hoffman:Aiding and abetting, torture, and extrajudicial killing and disappearance under customary international law -- and I don't think it's disputed by the other side that -- that it is a violation -- fits what Congress said we could get and that Sosa said that unless there's some reason that we shouldn't be able to go forward, we have that claim. And I -- and I was saying that there's no -- there's no categorical reason why this aiding -and-abetting claim which focuses on U.S. citizens acting from U.S. territory raises the kind of issues that this Court recognized in Jesner based on a long history of protests and -- and the fact that the cases didn't have much to do with the United States.

Clarence Thomas:So we have to actually go beyond the common law itself?

Paul L. Hoffman:Well, no. I -- I mean, the law of nations was part of the common law. That was the understanding at the time. That's probably part of why, you know, the -- the -- the Alien Tort Statute was passed the way it was. The -- the law of nations was understood to be part of the common law that we inherited from England. And -- and -- and you have cases from the beginning of the republic throughout the Paquete Habana and, you know, dealing with the capture of fishing vessels during a war, saying that courts had the responsibility to identify and apply the law of nations.

Paul L. Hoffman:Even in 1900, the courts were saying that. And the Court has consistently said over time that the law of nations and -- and also customary international law is part of our law to be applied. Now that can be over -- Congress can withdraw this authority as it was interpreted by this Court anytime it wants. If Congress thinks that the -- the --the concerns that have been raised by the Chamber and other amici and -- and by the United States is problematic, Congress can do away with it and just say no, you know, we -- we're --we're out of that business.

Paul L. Hoffman:But they never said it. And, in fact, the only time Congress has said anything is they've said we really like Filartiga. We really think that's a good precedent. They say it in the Senate report for paragraphs. And -- and --and that -- and so, in terms of what Congress has decided in terms of the tradeoff, I think both in -- in 1789, when it was even more fraught, and today, what these statutes mean is that we do have a commitment to enforcing international law at least in some limited extent.

Clarence Thomas:Wouldn't it actually work better the other way, if Congress actually added aiding and abetting?

Paul L. Hoffman:It would certainly mean that we wouldn't have to debate that issue anymore. (Laughter.) But -- but I don't think they have to. And I guess our point about Central Bank, at -- at -- at least as it applies to the TVPA, I mean, I don't know how you'd apply Central Bank to a 17 -- to the first statute that the Congress ever passed in terms of implying what they thought about it, but, for the TVPA, our point is that Central Bank doesn't say that you have to use magic words or that you have to use that word.

Paul L. Hoffman:What you have to find out is what did Congress intend. Congress said that it intended for people who aided and abetted or at least abetted and assisted to be liable under the statute. And it --and it was enforcing international law, which also applied to aiding -- aiders and abetters.

John G. Roberts, Jr.:Thank you. Justice Alito, anything further? Justice Sotomayor? Justice Kagan? Justice Gorsuch? Justice Kavanaugh? Justice Barrett? Justice Jackson? Thank you, counsel.

Paul L. Hoffman:Thank you, Your Honor.

John G. Roberts, Jr.:Rebuttal, Mr. Shanmugam?

Kannon K. Shanmugam:Thank you, Mr. Chief Justice. Judge Friendly famously described the ATS as a legal Lohengrin, and in Sosa, the Court recognized that the ATS was jurisdictional but that Congress didn't intend it to be stillborn and hence, it created a cause of action for the norms that the First Congress expected to be recognized. But, over Justice Scalia's objection, the Court then went further. It went on to permit judicial law-making, the recognition of new causes of action as a matter of federal common law for violations of modern international law.

Kannon K. Shanmugam:And it's that methodology that we believe is invalid and that the Court should now reject, and that is because, far from engaging in strict judicial door-keeping, the lower courts have uncritically recognized a wide range of claims to be actionable, including aiding -and-abetting claims, often over the objections of foreign governments, as we discuss at page 35 of our brief. And even in the wake of this Court's most recent decisions, the plaintiffs' bar has been adept at taking extra -- extraterritorial allegations against American companies and repackaging them as allegations concerning aiding -and-abetting conduct that took place in the United States. That methodology has proven to be unworkable, and, as this Court did in Edwards versus Vannoy and Loper Bright, when confronted with similarly unworkable methodologies, this Court should now reject it.

Kannon K. Shanmugam:But, even if the Court doesn't go that far, it should still reverse. We take the point that the aiding -and-abetting analysis should occur on a norm-by-norm basis at least at the first step of Sosa. But any aiding-and-abetting claim, apart from the three core offenses, will ultimately still fail. And that is regardless of whether you conceive of aiding and abetting as a discrete cause of action or merely a question concerning the scope of the cause of action.

Kannon K. Shanmugam:If it is the former, we believe that the recognition of a cause of action regardless of the norm will fail at step 2 of Sosa for the reasons given by Judge Christen in her dissent below, the foreign policy concerns that we've discussed today. But, if you think it's a question concerning the scope of the cause of action, then you have to look to principles of domestic law. That is the teaching of Kiobel in particular, and I think that is also the teaching of Justice Sotomayor's dissent in Jesner.

Kannon K. Shanmugam:And if you're looking to domestic law, the place to look is Central Bank and not just to Central Bank as a rule of interpretation, but, as Justice Thomas said, as resting on a fundamental premise, namely, that aiding -and-abetting liability was not available at the common law. In the words of the D.C. Circuit in the Halberstam case, the common law largely confined aiding -and-abetting liability to isolated acts of adolescents in rural society. There was certainly no broad norm to that effect.

Kannon K. Shanmugam:Obviously, Cisco vigorously disputes the allegations in this particular case. It complied with all applicable United States laws, particularly with regard to the provision of technology to China. But we're here on a motion to dismiss. This is ultimately a legal question. And Congress can, in this context, as in others, create a cause of action if it wishes --

John G. Roberts, Jr.:Thank --

Kannon K. Shanmugam:-- to do so. Thank you.

John G. Roberts, Jr.:Thank you, counsel. The case is submitted.

Transcript supplied by the publisher with the episode.

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